Portfolio Management for Retail Clients

Name: Portfolio Management for Retail Clients
Availability: InStock
Rating: 4.90 (21 reviews)

This course is a deep dive into portfolio management for the retail client — this means individuals and families that have wealth to invest in, not corporations with funds to earn returns on. We take you through the basics of a retail portfolio manager’s (PM) role, explaining PM approaches, how to draft an investment policy statement (IPS), and some of the typical methods PMs use to manage portfolios.
After this, we put you in the role of PM and give you the chance to practice key skills that a retail PM would need to demonstrate on a regular basis. If you have an interest in becoming a licensed PM, this is a great place to start.

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Corporate Finance Institute

Portfolio Management for Retail Clients

Overview

Portfolio Management for Retail Clients Overview

Being a portfolio manager is not only reserved for the institutional advisor. There is an equally challenging and in-demand role on the retail side, where portfolio managers invest the funds of individuals and families. Learn the fundamentals of this career path and apply some of the key technical skills you will need to master through our portfolio simulations.

Who Should Take This Course?

This course is for anyone interested in pursuing the portfolio manager designation in the wealth management field, as well as anyone who wants a deeper understanding of how to invest and maintain their investment portfolio.

Portfolio Management for Retail Clients Learning Objectives

Distinguish the difference between institutional versus retail portfolio management
Understand the four key terms used to describe portfolio managers' approaches to investing
Draft an investment policy statement (IPS) given an example client profile
Explain four methods that portfolio managers commonly use to manage client portfolios

Prerequisite Courses

Recommended courses to complete before taking this course.

What You'll Learn

Lesson

Multimedia

Exams

Files

Qualified Assessment

This Course is Part of the Following Programs

Why stop here? Expand your skills and show your expertise with the professional certifications, specializations, and CPE credits you’re already on your way to earning.

Financial Planning & Wealth Management Professional (FPWMP®) Certification

Skills Learned Financial Learning, Business Development, Investment Management, Practice Management, Relationship Management
Career Prep Financial Planner, Investment Advisor, Portfolio Manager

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What Our Members Say

great course

You can even get hands on in customising a portfolio for a client.

Auron Illing

.

Very interesting and in detailed.

Wijesinghe Arachchilage Dinesh Niranjana Kumar Wijesinghe

Allocations

Allocations are both an art and a science.

Victor Musonda

Keep adding new skills

Dear learners, it is better to focus on the modern day portfolio management which requires sound experiences in finance industry. I doing so, this Portfolio Management for Retail Clients course would help you achieve this objective. Keep learning

Atinafu Asefa

Vikas Sharma

CFI is doing great job for the students specially in the field of finance who want to work in finance industry or want to be independent entrepreneurs. It really boosting one’s career with strong fundamentals in very simple way. I wish them best of luck for making the people career especially in Finance Best wishes Regards Vikas Sharma MBA FInance

Vikas Sharma

A nice quick look at the fundamentals of portfolio management from a retail perspective.

Jonathon Sellars

Practical Course of Portfolio Management for Retail Clients

This course includes the comprehensive concepts of portfolio management for retail clients with the practical demonstration

Kwong Sang Yeung

Power course content

Good for those taking this route in their careers.

Louis Mlongoti

Fun and Engaging

Very informative, fun and engaging course material.

Tharindu Nalaka

Great examples

Great example, compact and fun. :)

Shyashree Chatterjee

It's a must course to learn more about Retail Portfolio Management

I love the topic is brought complex yet fun to learn

Arvin winatha

Excellent Experience

CFI is the best platform filled with professionals having subject expertise & teaching skills.

Yaseen Ghori

Excellent Course on Retail Portfolio Management

This was an excellent course. Totally Enjoyed the concepts and worksheets shared.

DEVRHOID DAVIS

Yes, because the instructor is good. Very hands-on and well explained

Esi Mensimah Ekwam

Splendid

Just on point for me. Every financial planner, wealth manager and fund manager or aspiring ones need this.

Benjamin Nathan Otchere

Great Portfolio Models

Offers practical exercises in portfolio rebalancing in accordance to bullish or bearish market scenarios.

Kar Yiu Joshua Tse

Retail portfolio management

Good content and good presentation.

venugopal rajamanuri

Content

Excellent content but I think it must contain a little bit much more info about each subject

Nilufer Altug

Amazing course

Coming from investment and trading advisory field this course enriches my knowledge and improved my skills to provide better services and result to clients.

Gabriel Rosmeteniuc

Great course

The course helped to increase my knowledge on portfolio management.

RHYTHMI ROSA S

i had been teaching since 2024

thanks for your preparation

Abdimahad Ali abdulle

Frequently Asked Questions

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What are the requirements to take the courses?

All of our certification programs are open to students and professionals in various industries and levels of experience. Our curriculum is designed to teach what you need to know from basic fundamentals to advanced practical case studies. To take the courses and complete the exercises, students will only need access to a PC and/or Mac, Microsoft Suite (2016 or newer), and a stable internet connection. Click here to view the Technical Requirements

Can I download the Excel files and financial modeling templates for the course?

Absolutely! All the files and templates needed in a course are available for download. Just look for a module that shows Downloadable Files within the course dashboard. See here for a visual guide on how to do this.

How long do I have to complete the courses?

You will have yearly access to the courses as long as you maintain an active subscription. All the courses are self-paced as well so you can take your time in learning without worrying about any deadlines. Click here to compare our available enrollment options.

Are CFI courses officially accredited?

Yes, CFI is accredited by the Better Business Bureau® (BBB) to maintain training standards, the CPA Institutions in Canada, and the National Association of State Boards of Accountancy (NASBA) in the USA. Most of our courses qualify for verified CPE credits for CPA charter holders. Please refer to this page to view all available CPE credits.

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None! The bundle price includes everything and there are no additional fees or charges to earn your digital certification. You can see our enrollment fees listed here.

What currency are your courses priced in?

All our online courses are priced in USD. As this is a recurring payment, we accept all major credit and debit cards including Visa, MasterCard, and American Express.

How do I earn my certificates?

Students must complete all the video lessons, quizzes, and final assessments in each course. You can retake the assessments as many times as necessary until you reach an 80% passing grade. For more information on how to earn a course certificate, click HERE.

How are the exams conducted?

Students are required to complete an online assessment (Multiple choice questions, Fill-in-the-Blanks, and Excel Questions) at the end of each course. You can take the exams on your own schedule and will need to earn at least 80% to pass the course and earn your certificate of course completion. Please note that course exams can be repeated as many times as you need. Students are also required to complete the FMVA® final exam to earn their certification. How to Take a Qualified Assessment

Can I email the instructor if I have questions?

While the courses are designed mainly for self-study, we are happy to provide email assistance for general or technical support inquiries. The Full Immersion bundles include a premium email support function that allows you to communicate directly with in-house experts regarding course content. This is one of the key features that sets the Full Immersion bundle apart and makes it a worthwhile upgrade over the more affordable self-study bundle. You can compare more features in our bundles here.

Will these courses help me advance my career?

Based on hundreds of reviews from thousands of students we know how CFI courses have helped so many people advance their finance careers. Our courses are designed to be extremely practical and simulate the experience of being trained as a professional financial analyst…the ultimate way to advance your career. For real-world examples and to help delve even deeper into the course concepts, please look into our free career resources library.

What is CFI's refund policy?

Except as required by law, all payments to CFI are non-refundable, including fees and any other associated charges. Canceling your subscription will not generate a refund. Your access to CFI's paid content will remain active until your current billing cycle ends. For more information please visit our refund policy page.

Portfolio Management for Retail Clients

Portfolio Management for Retail Clients Overview

Who Should Take This Course?

Portfolio Management for Retail Clients Learning Objectives

What You'll Learn

Introduction

What is Retail Portfolio Management

Investment Policy Statements (IPS)

Managing Portfolios

Applications for Retail PM

Conclusion

Qualified Assessment

This Course is Part of the Following Programs

Financial Planning & Wealth Management Professional (FPWMP®) Certification

What Our Members Say

Auron Illing

Wijesinghe Arachchilage Dinesh Niranjana Kumar Wijesinghe

Victor Musonda

Atinafu Asefa

Vikas Sharma

Jonathon Sellars

Kwong Sang Yeung

Louis Mlongoti

Tharindu Nalaka

Shyashree Chatterjee

Arvin winatha

Yaseen Ghori

DEVRHOID DAVIS

Esi Mensimah Ekwam

Benjamin Nathan Otchere

Kar Yiu Joshua Tse

venugopal rajamanuri

Nilufer Altug

Gabriel Rosmeteniuc

RHYTHMI ROSA S

Abdimahad Ali abdulle

Frequently Asked Questions